SEC 17a-3 and 17a-4

SEC 17a-3 and 17a-4 apply to all Defined Exchange Members

The KOMpliance secure storage software solution allows Exchange members to meet their requirements for preserving specified electronic records in a non-rewriteable, non-erasable format that also permits easy retrieval and viewing.

The KOMpliance solution is hardware-agnostic and can operate in physical, virtual or hybrid environments.


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What Our Clients Say

  • KOMpliance provides us with functionality that wasn’t available before. We no longer have to worry about meeting different regulatory requirements for different types of studies or patients.

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