MiFID & MiFID II

(Markets in Financial Investments Directive II)

MiFID II enforcement date is January 3, 2017

KOMpliance is in widespread use by financial firms around the world to meet their strict regulatory compliance requirements for the retention and protection of client account records and transactions.

KOMpliance automatically retains specified record types on WORM media, either conventional or HDD/SSD. Detailed audit logs can be immutably preserved for authentication verification. Record retention periods can be set for any period with sub-second accuracy. Integrated secure system time facility cannot be tampered with, enforcing retention.  Records are readily searched and retrieved upon request. Secure data shredding securely disposes of files once they have expired. Included Active-Active N-Way Replication keeps records fully protected and stored off-site for disaster recovery and business continuity purposes.

 

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What Our Clients Say

  • KOMpliance provides us with functionality that wasn’t available before. We no longer have to worry about meeting different regulatory requirements for different types of studies or patients.

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